Rule Filings
CFTC Regulation 40.6(a) Certification: Submission of Amendments to the Nodal Exchange Rule 4.8.2 – 24-061:
CFTC Regulation 40.6(a) Certification: Submission of Amendments to the Nodal Exchange Rulebook, Participant Agreement and Broker Agreement – 24-062:
- Self-Certification Letter 24-062
- Nodal Exchange Rule 3.10 - REDLINE 24-062
- Nodal Exchange Broker Agreement - REDLINE 24-062
- Nodal Exchange Participant Agreement - REDLINE 24-062
CFTC REGULATION 40.2(A) CERTIFICATION of 4 Power Options Contracts: 24-060:
- Contract Self Certification 24-060.01
- Contract Self Certification 24-060.02
- Contract Self Certification 24-060.03
- Contract Self Certification 24-060.04
- Exhibit A - Nodal Exchange Contract Specifications 24-060
CFTC REGULATION 40.6(A) Certification of the extension of Nodal Exchange Environmental Incentive Programs – 24-059:
- Self Certification Letter 24-059
- Exhibit B - REDACTED Programs 24-059
- FOIA Confidential Treatment Request 24-059
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Natural Gas Broker Incentive Program – 24-058:
- Self Certification Letter 24-058
- Nodal Exchange Natural Gas Broker Incentive Program - REDACTED 24-058
- FOIA Confidential Treatment Request 24-058
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Natural Gas Incentive Program 7 – 24-057:
- Self Certification Letter 24-057
- Nodal Exchange Natural Gas Incentive Program 7 - REDACTED 24-057
- FOIA Confidential Treatment Request 24-057
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Natural Gas Incentive Program 2 – 24-056:
- Self Certification Letter 24-056
- Nodal Exchange Natural Gas Incentive Program 2 - REDACTED 24-056
- FOIA Confidential Treatment Request 24-056
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Natural Gas Incentive Program 1 – 24-055:
- Self Certification Letter 24-055
- Nodal Exchange Natural Gas Incentive Program 1 - REDACTED 24-055
- FOIA Confidential Treatment Request 24-055
CFTC REGULATION 40.6(A) Certification of the continuation of the Nodal Exchange Electric Power Futures and Options Broker Incentive Program – 24-054:
- Self Certification Letter 24-054
- Exhibit B - Electric Power Futures and Options Broker Incentive Program REDACTED 24-054
- FOIA Confidential Treatment Request 24-054
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 17 – 24-053:
- Self Certification Letter 24-053
- Nodal Exchange Power Incentive Program 17 - REDACTED 24-053
- FOIA Confidential Treatment Request 24-053
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 16 – 24-052:
- Self Certification Letter 24-052
- Nodal Exchange Power Incentive Program 16 - REDACTED 24-052
- FOIA Confidential Treatment Request 24-052
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 15 – 24-051:
- Self Certification Letter 24-051
- Nodal Exchange Power Incentive Program 15 - REDACTED 24-051
- FOIA Confidential Treatment Request 24-051
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 14 – 24-050:
- Self Certification Letter 24-050
- Nodal Exchange Power Incentive Program 14 - REDACTED 24-050
- FOIA Confidential Treatment Request 24-050
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 13 – 24-049:
- Self Certification Letter 24-049
- Nodal Exchange Power Incentive Program 13 - REDACTED 24-049
- FOIA Confidential Treatment Request 24-049
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 12 – 24-048:
- Self Certification Letter 24-048
- Nodal Exchange Power Incentive Program 12 - REDACTED 24-048
- FOIA Confidential Treatment Request 24-048
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 11 – 24-047:
- Self Certification Letter 24-047
- Nodal Exchange Power Incentive Program 11 - REDACTED 24-047
- FOIA Confidential Treatment Request 24-047
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 10 – 24-046:
- Self Certification Letter 24-046
- Nodal Exchange Power Incentive Program 10 - REDACTED 24-046
- FOIA Confidential Treatment Request 24-046
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Incentive Program 9 – 24-045:
- Self Certification Letter 24-045
- Nodal Exchange Power Incentive Program 9 - REDACTED 24-045
- FOIA Confidential Treatment Request 24-045
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Power Futures Market Maker Incentive Program 1 – 24-044:
- Self Certification Letter 24-044
- Exhibit 2 - Nodal Exchange Power Futures Market Maker Incentive Program 1 - REDACTED - 24-044
- FOIA Confidential Treatment Request 24-044
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Environmental Incentive Program 11 – 24-041:
- Self Certification Letter 24-041
- Exhibit 2 - Nodal Exchange Environmental Incentive Program 11 - REDACTED - 24-041
- FOIA Confidential Treatment Request 24-041
CFTC REGULATION 40.6(A) Certification of amendments to the Nodal Exchange Environmental Incentive Program 10 – 24-043:
- Self Certification Letter 24-043
- Exhibit 2 - Nodal Exchange Environmental Incentive Program 10 - REDACTED - 24-043
- FOIA Confidential Treatment Request 24-043
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix A: 24-042:
- Self-Certification Letter 24-042
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications – Redline 24-042
- Exhibit B: List of Contracts 24-042
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Power Futures contracts: 24-040:
- Self Certification Letter 24-040
- Appendix A Delisted Contracts 24-040
- Appendix C Delisted Contracts 24-040
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Open Interest Program 2 – 24-039:
- Self Certification Letter 24-039
- Exhibit 2 - Nodal Exchange Open Interest Program 2 - REDACTED 24-039
- FOIA Confidential Treatment Request 24-039
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Natural Gas Incentive Program 6 – 24-038:
- Self Certification Letter 24-038
- Exhibit 2 - Nodal Exchange Natural Gas Incentive Program 6 - REDACTED - 24-038
- FOIA Confidential Treatment Request 24-038
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 3 – 24-037:
- Self Certification Letter 24-037
- Exhibit 2 - Nodal Exchange Natural Gas Futures Market Maker Incentive Program 3 - REDACTED 24-037
- FOIA Confidential Treatment Request 24-037
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 – 24-036:
- Self Certification Letter 24-036
- Exhibit 2 - Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 24-036
- FOIA Confidential Treatment Request 24-036
CFTC REGULATION 40.2(A) CERTIFICATION of 81 Environmental Futures Contracts: 24-035:
- Self Certification Letters 24-035.01 - 24-035.20
- Self Certification Letters 24-035.21 - 24-035.40
- Self Certification Letters 24-035.41 - 24-035.60
- Self Certification Letters 24-035.61 - 24-035.81
CFTC REGULATION 40.6(A) Certification of amendments to the Nodal Exchange Environmental Incentive Program 10 – 24-034:
- Self Certification Letter 24-034
- Exhibit 2 - Nodal Exchange Environmental Incentive Program 10 - REDACTED 24-034
- FOIA Confidential Treatment Request 24-034
CFTC REGULATION 40.6(A) Certification of amendments to the Exchange and Clearing Transaction Fee Schedule, Appendix B – Minimum Block Sizes, and the Nodal Electronic Trade Error Policy: 24-033:
- Self-Certification Letter 24-033
- Redline of the Exchange and Clearing Transaction Fee Schedule 24-033
- Redline of Appendix B - Minimum Block Sizes 24-033
- Redline of Nodal Electronic Trade Error Policy 24-033
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C: 24-031:
- Self-Certification Letter 24-031
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits - REDLINE 24-031
- FOIA Confidential Treatment Request 8.20.2024
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Section 1 and Rules 3.5, 3.10, 3.11 and 3.15:
- Self-Certification Letter 24-030
- Nodal Exchange Rulebook Section 1 – REDLINE 24-030
- Nodal Exchange Rule 3.5 – REDLINE 24-030
- Nodal Exchange Rules 3.10, 3.11 and 3.15 - REDLINE 24-030
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C: 24-029:
- Self-Certification Letter 24-029
- Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 24-029
- FOIA Confidential Treatment Request 8.7.2024
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix A: 24-028:
- Self-Certification Letter 24-028
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications REDLINE 24-028
CFTC REGULATION 40.2(A) CERTIFICATION of 2 MISO Power Futures Contracts: 24-027:
- Self Certification 24-027.01
- Self Certification 24-027.02
- Exhibit A: July 31, 2024 Addition to Nodal Exchange Appendix A - Contract Specifications
- Exhibit C: July 31, 2024 Addition to Nodal Exchange Appendix C – Reporting Levels, Accountability Levels and Position Limits
- FOIA Confidential Treatment Request July 23, 2024
CFTC REGULATION 40.6(A) CERTIFICATION – Amendments to Nodal Exchange Open Interest Program 1: 24-026:
- Self Certification Letter 24-026
- Exhibit 2 - Nodal Exchange Open Interest Program 1 - REDACTED 24-026
- FOIA Confidential Treatment Request 24-026
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rule 9.11.2 – Requirements for Non-U.S. Participants and Customers: 24-024:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C: 24-023:
- Self-Certification Letter 24-023
- Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 24-023
- FOIA Confidential Treatment Request 24-023
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Power Futures contracts and 1 power option contract: 24-025:
- Self-Certification Letter 24-025
- List of Delisted Contracts 24-025
- Nodal Exchange Rulebook Appendix A Delisted Contracts 24-025
CFTC REGULATION 40.6(A) CERTIFICATION – Nodal Exchange Open Interest Program 1: 24-021:
- Self Certification Letter 24-021
- Exhibit 2 - Nodal Exchange Open Interest Program I - REDACTED 24-021
- FOIA Confidential Treatment Request 24-021
CFTC REGULATION 40.6(A) CERTIFICATION – Extension of Environmental Incentive Programs 24-022:
- Self Certification 24-022
- Exhibit B - REDACTED PROGRAMS 24-022
- Request for Confidential Treatment 24-022
CFTC Regulation 40.6(a) Certification: Notification of delisting 49 Environmental Futures contracts 24-018:
- Self-Certification Letter 24-018
- Nodal Exchange Rulebook Appendix A Delisted Contracts 24-018
- Nodal Exchange Rulebook Appendix C Delisted Contracts 24-018
- List of Delisted Contracts 24-018
CFTC Regulation 40.6(a) Certification: Notification of delisting 25 Environmental Options contracts 24-019:
- Self-Certification Letter 24-019
- Nodal Exchange Rulebook Appendix A Delisted Contracts 24-019
- List of Delisted Contracts 24-019
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rule 9.11.2 – Requirements for Non-U.S. Participants and Customers:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix B – Minimum Block Size and Nodal Electronic Trade Error Policy 24-017:
- Self-Certification Letter 24-017
- Nodal Exchange Appendix B – REDLINE 24-017
- Nodal Electronic Trade Error Policy - REDLINE 24-017
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook: Rule 4.16 Exchange Staff Services and Nodal Rule 9.10 Limitation of Liability: No Warranties:
- Self-Certification Letter 24-016
- Nodal Exchange Rule 4.16 REDLINE: 24-016
- Nodal Exchange Rule 9.10 REDLINE: 24-016
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C:
- Self-Certification Letter 24-015
- Exhibit C: Nodal Exchange Appendix C - Reporting Levels, Accountability Levels and Position Limits 24-015
- FOIA Confidential Treatment Request 24-015
CFTC REGULATION 40.6(A) Certification of the Nodal Exchange Environmental Incentive Program 10 – 24-014:
- Self Certification Letter 24-014
- Exhibit 2 - Nodal Exchange Environmental Incentive Program 10 - Redacted 24-014
- FOIA Confidential Treatment Request 24-014
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Section VII Discipline and Enforcement:
CFTC Regulation 40.6(a) Certification: Notification of delisting 4 Power Futures contracts 24-012:
- Self-Certification Letter 24-012
- Appendix A - Delisted Contracts 24-012
- Appendix C - Delisted Contracts 24-012
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C for ISONE.H.Internal_Hub Contracts:
- Self-Certification Letter 24-011
- Exhibit C – Reporting Levels, Accountability Levels and Position Limits - REDLINE 24-011
- FOIA Confidential Treatment Request 24-011
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix C for PJM CPP Monthly Day Ahead On-Peak and Off-Peak Energy + Congestion Contracts:
- Self-Certification Letter 24-010
- Exhibit C – Reporting Levels, Accountability Levels and Position Limits - REDLINE 24-010
- FOIA Confidential Treatment Request 24-010
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix A – Contract Specifications for all Maryland Compliance Renewable Energy Certificate Tier 1 contracts:
- Self-Certification Letter 24-009
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications REDLINE 24-009
- Exhibit B: Nodal Contract List 24-009
CFTC REGULATION 40.2(A) CERTIFICATION of 2 Power Futures Contracts:
- Self Certification 24-008.01
- Self Certification 24-008.02
- Exhibit A - Contract Specfications - PJM CPP on and off dap 24-008
- Exhibit C - Reporting Levels, Accountability Levels and Position Limits 24-008
- Request for Confidential Treatment 24-008
CFTC REGULATION 40.2(A) CERTIFICATION of 2 Power Futures Contracts:
- Contract Self Cert Ltr 24-007.01
- Contract Self Cert Ltr 24-007.02
- Exhibit A: March 27, 2024 Addition to Appendix A - Contract Specifications
- Exhibit C: March 27, 2024 Addition to Appendix C - Reporting Levels, Accountability Levels and Position Limits
- Request for Confidential Treatment 24-007
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix A – Contract Specifications for all back half futures on environmental contracts from CRS listed facilities:
- Self-Certification Letter 24-006
- Exhibit A: Nodal Exchange Appendix A - Contract Specifications REDLINE 24-006
- Exhibit B: Nodal Contract List 24-006
CFTC REGULATION 40.6(A) Certification of the Natural Gas Futures Market Maker Incentive Program 2 – 24-005:
- Self Certification Letter 24-005
- Exhibit 2: Natural Gas Futures Market Maker Incentive Program 2 - REDACTED 24-005
- FOIA Confidential Treatment Request 24-005
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rules 4.7.2(f) and 9.11.2:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange and Clearing Transaction Fee Schedule:
- Self-Certification Letter 24-003
- Redline of the Exchange and Clearing Transaction Fee Schedule 24-003
CFTC REGULATION 40.6(A) CERTIFICATION OF EXTENSION OF MARKET TRADING HOURS FOR FEBRUARY 5th to FEBRUARY 8th:
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook – Exchange for Swap/Exchange for Risk: